Crafting your robust Compliance Program
Experience a compliance transformation like never before with our tailored to the organisation needs solutions, designed to ensure consistency, transparency and adherence to legal requirements.
We help you create robust Policies, Procedures and Processes.
Entity wide Risk Assessment Solutions
Explore our proficiency in creating Risk Assessment Solutions that enhance your brand’s influence.
Our expertise covers a range of areas, including enterprise-wide Compliance Risk Assessment, Sanctions Risk Assessment, Customer Risk Scoring, and Country Risk Scoring.
Regulatory Reporting
Regulatory Reporting involves the meticulous creation of Quarterly and Annual AMLCO Reports. These reports play a pivotal role in addressing anti-money laundering (AML) concerns and ensuring compliance with regulations. The AMLCO prepares the report during the first two months of each calendar year, referencing the findings of the previous year regarding the firm’s AML policies and procedures.
These reports serve as significant tools for the company’s Board of Directors, regulators, and auditors in assessing the level of compliance with AML/CFT laws and directives. They provide insights into the effectiveness of measures applied to prevent money laundering and terrorism financing.
Digital Transformation Consulting Expertise
We offer customized guidance in the following areas:
- AML / CFT / Fraud System Setup: We assist in establishing robust systems to combat money laundering (AML), counter the financing of terrorism (CFT), and detect fraudulent activities.
- AML and Sanctions Models Validation and Testing: Our experts validate and test AML and sanctions models to ensure their accuracy and effectiveness.
- AML Transactions Monitoring & Sanctions Screening Reviews: We conduct thorough reviews of AML transactions monitoring processes and sanctions screening procedures.
Monitoring and Audits
We specialise in the following areas:
- Background Investigations & Due Diligence Reports: These refer to comprehensive assessments conducted to gather information about individuals, companies, or entities. They help evaluate risks, verify identities, and ensure compliance with legal and regulatory requirements.
- Transaction Monitoring Services: These services involve continuous surveillance of financial transactions to detect suspicious or illicit activities. By analyzing transaction patterns, anomalies, and red flags, organizations can identify potential money laundering, fraud, or terrorist financing.
- Independent Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT) Audit: This audit assesses a firm’s adherence to AML/CFT policies, procedures, systems, and controls. It ensures compliance with regulations and helps prevent financial crimes. The audit is typically conducted by an external party to maintain independence and objectivity.
Training
Training plays a pivotal role in ensuring effective anti-money laundering (AML), counter-terrorist financing (CFT), and corruption prevention within organizations. Let’s delve into why training is crucial:
- Risk Awareness and Compliance
- Knowledge Dissemination
- Customer Due Diligence (CDD)
- Reporting Obligations
- Internal Policies and Procedures
- Record Keeping
Ongoing training fosters a culture of compliance, from board-level oversight to frontline staff. It empowers employees to be vigilant, proactive, and well-informed in the fight against financial crimes and corruption.
Ready to embark on a journey of Compliance & Sustainability?
Let's turn your vision into reality. Contact us today to set your brand on the path to compliance excellence with us.
"Money and Corruption are ruining the land,
crooked politicians betray the working man,
pocketing the profits and treating us like sheep,
and we're tired of hearing promises that we know they'll never keep".
by Ray Davies, English Musician
